Monica J. LINDEEN, Montana State Auditor, Ex Officio Montana Commissioner of Securities and Insurance, Petitioner
v.
SECURITIES AND EXCHANGE COMMISSION, Respondent.
United States Court of Appeals, District of Columbia Circuit.https://leagle.com/images/logo.png
Argued April 14, 2016.
Decided June 14, 2016.
Attorney(s) appearing for the Case
Robert E. Toone Jr. , Assistant Attorney General, Office of the Attorney General for the Commonwealth of Massachusetts, argued the cause for the petitioner. Maura Healy , Attorney General, and Jesse Laslovich and Nicholas J. Mazanec , Special Assistant Montana Attorneys General, Office of the Montana State Auditor, were with him on brief. Seth G. Schofield , Assistant Attorney General, Office of the Attorney General for the Commonwealth of Massachusetts, entered an appearance.
Anne-Valerie S. Mirko , Washington, DC, was on brief for the amicus curiae North American Securities Administrators Association, Inc. in support of the petitioner.
John Vail , Washington, DC, was on brief for the amici curiae Current and Former Members of Congress in support of the petitioner.
William M. Cunningham, pro se, was on brief for the amicus curiae William M. Cunningham in support of the respondent.
Ford C. Ladd , Washington, DC, was on brief for the amicus curiae National Small Business United Association in support of the respondent.
Before: HENDERSON, Circuit Judge, and GINSBURG and SENTELLE, Senior Circuit Judges.
KAREN LeCRAFT HENDERSON, Circuit Judge:
Pursuant to congressional mandate, the Securities and Exchange Commission (SEC or Commission) created a new class of securities offerings freed from federal-registration requirements so long as the issuers of these securities comply with certain investor safeguards. See Amendments for Small and Additional...
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