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S.E.C. v. CAPITAL SOLUTIONS MONTHLY INCOME FUND

No. 15-1072.

818 F.3d 346 (2016)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee v. CAPITAL SOLUTIONS MONTHLY INCOME FUND, LP, formerly known as Hennessey Financial Monthly Income Fund, LP; Transactional Finance Fund Management, LLC, Defendants Todd A. Duckson, Defendant-Appellant.

United States Court of Appeals, Eighth Circuit.

Filed: March 15, 2016.

Attorney(s) appearing for the Case

Scott Richard Carlson , Minneapolis, MN, for appellant.

Daniel Staroselsky , Washington, DC, for appellee.

Before RILEY, Chief Judge, SMITH and SHEPHERD, Circuit Judges.

This appeal arises from a civil law enforcement action that the Securities and Exchange Commission (SEC) brought against Todd Duckson, the Capital Solutions Monthly Income Fund, LP ("the Fund"), and related individuals and entities. A jury found Duckson liable for violating the antifraud provisions of the federal securities...

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