JARKESY v. S.E.C.

No. 14-5196.

803 F.3d 9 (2015)

George R. JARKESY, Jr. and Patriot28, LLC, Appellants, v. SECURITIES and EXCHANGE COMMISSION, Appellee.

United States Court of Appeals, District of Columbia Circuit.

Decided September 29, 2015.


Attorney(s) appearing for the Case

S. Michael McColloch argued the cause for appellants. With him on the briefs were Karen L. Cook and Mark B. Bierbower.

Dominick V. Freda , Senior Litigation Counsel, Securities and Exchange Commission, argued the cause for appellee. With him on the brief were Richard M. Humes , Associate General Counsel, Samuel M. Forstein, Assistant General Counsel, and Sarah E. Hancur , Senior Counsel.

Opinion for the Court filed by Circuit Judge SRINIVASAN.


The Securities and Exchange Commission brought an administrative proceeding against George Jarkesy, Jr., charging him with securities fraud. That proceeding remains ongoing. In the meantime, Jarkesy filed this action in federal district court seeking the administrative proceeding's termination. He argues that the proceeding...

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