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ACAP FINANCIAL, INC. v. U.S. S.E.C.

No. 13-9592.

783 F.3d 763 (2015)

ACAP FINANCIAL, INC.; Gary Hume, Petitioners, v. UNITED STATES SECURITIES and EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Tenth Circuit.

April 3, 2015.

Attorney(s) appearing for the Case

Timothy R. Pack ( Brent R. Baker and D. Loren Washburn with him on the briefs), of Clyde Snow & Sessions, Salt Lake City, UT, for Petitioners.

Benjamin L. Schiffrin, Senior Litigation Counsel ( Anne K. Small, General Counsel, Michael A. Conley, Deputy General Counsel, John W. Avery, Deputy Solicitor, and Christopher Paik, Special Counsel, with him on the brief), of the Securities and Exchange Commission, Washington, D.C., for Respondent.

Before GORSUCH, MURPHY, and MORITZ, Circuit Judges.

Greyfield Capital was a defunct Canadian company. That is, until a couple of con men got their hands on a signature stamp belonging to the company's former president. The men made liberal use of that stamp, employing it to appoint themselves corporate officers, issue millions of unregistered...

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