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SECURITIES AND EXCHANGE COM'N v. LIPSON

No. 01-1226.

278 F.3d 656 (2002)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. David E. LIPSON, Defendant-Appellant.

United States Court of Appeals, Seventh Circuit.

Decided January 9, 2002.

Attorney(s) appearing for the Case

Christopher Paik (argued), SEC, Office of the Gen. Counsel, Washington, DC, for Plaintiff-Appellee.

Lowell E. Sachoff (argued), Sachoff & Weaver, Kathleen H. Klaus, D'Ancona & Pflaum, Chicago, IL, for Defendant-Appellant.

Before BAUER, POSNER, and RIPPLE, Circuit Judges.

POSNER, Circuit Judge.

David Lipson appeals from a judgment in favor of the plaintiff, the Securities and Exchange Commission, that followed a jury's verdict that he had traded stock of a publicly traded corporation on the basis of inside information, in violation of the SEC's Rule 10b-5, 17 C.F.R. § 240.10b-5. 129 F.Supp.2d 1148 (N.D.Ill.2001); see Securities Exchange Act of...

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