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S.E.C. v. LUND

No. CV-81-371-MML.

570 F.Supp. 1397 (1983)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Lavere Gilbert LUND, Defendant.

United States District Court, C.D. California.

September 16, 1983.

Attorney(s) appearing for the Case

Robert M. Romano, Gary Lynch, Alexander Weir, III, Div. of Enforcement, S.E.C., Washington, D.C., Michael Stewart, Regional Administrator, S.E.C., Los Angeles, Cal., for plaintiff.

Roderick M. Hills, Robert K. Burgess, Michael Chertoff, of Latham, Watkins & Hills, Washington, D.C., for defendant.

OPINION

LUCAS, District Judge.

This action arises under Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5, 17 C.F.R. § 240.10b-5. Plaintiff, the Securities and Exchange Commission ("SEC"), contends that defendant Lavere Gilbert Lund ("Lund") purchased shares of a publicly traded company, P & F Industries, Inc. ("P & F"), after receiving material, nonpublic corporate information concerning the corporation...

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