1. Home
  2. Browse Decisions
  3. F.2d
  4. 366 F.2d
  5. 366 F.2d 446 (1966)
 

R. A. HOLMAN & CO. v. SECURITIES AND EXCHANGE COMMISSION

No. 419, Docket 30276.

366 F.2d 446 (1966)

R. A. HOLMAN & CO., Inc., Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals Second Circuit.

Decided September 21, 1966.

Attorney(s) appearing for the Case

Sidney P. Howell, Jr., New York City (Rogers, Hoge & Hills, New York City, Arnold & Porter, Washington, D. C., and Richard A. Holman, New York City, with him on the brief), for petitioner.

David Ferber, Solicitor, Securities and Exchange Commission, Washington, D. C. (Philip A. Loomis, Jr., General Counsel; Edward B. Wagner, Special Counsel; and Theodore Sonde, Attorneys, Securities and Exchange Commission, Washington, D. C.; with him on the brief), for respondent.

Before WATERMAN, MOORE and KAUFMAN, Circuit Judges.

MOORE, Circuit Judge:

This is a petition by R. A. Holman & Co., Inc., a New York corporation formerly registered as a broker and a dealer under the Securities Exchange Act of 1934, Section 15(b), 15 U.S.C. § 78o(b), for review of an order of the Securities and Exchange Commission (SEC), revoking that registration, expelling petitioner from membership in the National Association of Securities Dealers, Inc., and making permanent an earlier SEC order...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases